Breast Cancer Research

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Open Access Highly Access Research article

Identification of biology-based breast cancer types with distinct predictive and prognostic features: role of steroid hormone and HER2 receptor expression in patients treated with neoadjuvant anthracycline/taxane-based chemotherapy

Silvia Darb-Esfahani1, Sibylle Loibl2, Berit M Müller1, Marc Roller2, Carsten Denkert1*, Martina Komor2, Karsten Schlüns1, Jens Uwe Blohmer3, Jan Budczies1, Bernd Gerber4, Aurelia Noske1, Andreas du Bois5, Wilko Weichert1, Christian Jackisch6, Manfred Dietel1, Klaus Richter7, Manfred Kaufmann8 and Gunter von Minckwitz2

Author Affiliations

1 Institute of Pathology, Charité Universitätsmedizin Berlin, Charitéplatz 1, Berlin, 10117, Germany

2 GBG Forschungs GmbH, Schleussnerstrasse 42, Neu-Isenburg, 63263, Germany

3 Department of Obstetrics and Gynecology, St. Gertrauden Hospital, Paretzer Str. 12, Berlin, 10713, Germany

4 Department of Obstetrics and Gynecology, Klinikum Südstadt, Südring 81, Rostock, 18059, Germany

5 Department of Gynecology and Gynecologic Oncology, Dr. Horst Schmidt Hospital (HSK), Ludwig-Erhard-Str. 100, Wiesbaden, 65199, Germany

6 Department of Obstetrics and Gynecology, Klinikum Offenbach, Starkenburgring 66, Offenbach am Main, 63069, Germany

7 Institute of Pathology, Berliner Allee 48, Hannover, 30175, Germany

8 Department of Obstetrics and Gynecology, Klinikum der Johann Wolofgang Goethe-Universität, Theodor-Stern-Kai 7, Frankfurt am Main, 60590, Germany

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Breast Cancer Research 2009, 11:R69 doi:10.1186/bcr2363

Published: 16 September 2009

Abstract

Introduction

Reliable predictive and prognostic markers for routine diagnostic purposes are needed for breast cancer patients treated with neoadjuvant chemotherapy. We evaluated protein biomarkers in a cohort of 116 participants of the GeparDuo study on anthracycline/taxane-based neoadjuvant chemotherapy for operable breast cancer to test for associations with pathological complete response (pCR) and disease-free survival (DFS). Particularly, we evaluated if interactions between hormone receptor (HR) and human epidermal growth factor receptor 2 (HER2) expression might lead to a different clinical behavior of HR+/HER2+ co-expressing and HR+/HER2- tumors and whether subgroups of triple negative tumors might be identified by the help of Ki67 labeling index, cytokeratin 5/6 (CK5/6), as well as cyclooxygenase-2 (COX-2), and Y-box binding protein 1 (YB-1) expression.

Methods

Expression analysis was performed using immunohistochemistry and silver-enhanced in situ hybridization on tissue microarrays (TMAs) of pretherapeutic core biopsies.

Results

pCR rates were significantly different between the biology-based tumor types (P = 0.044) with HR+/HER2+ and HR-/HER2- tumors having higher pCR rates than HR+/HER2- tumors. Ki67 labeling index, confirmed as significant predictor of pCR in the whole cohort (P = 0.001), identified HR-/HER- (triple negative) carcinomas with a higher chance for a pCR (P = 0.006). Biology-based tumor type (P = 0.046 for HR+/HER2+ vs. HR+/HER2-), Ki67 labeling index (P = 0.028), and treatment arm (P = 0.036) were independent predictors of pCR in a multivariate model. DFS was different in the biology-based tumor types (P < 0.0001) with HR+/HER2- and HR+/HER2+ tumors having the best prognosis and HR-/HER2+ tumors showing the worst outcome. Biology-based tumor type was an independent prognostic factor for DFS in multivariate analysis (P < 0.001).

Conclusions

Our data demonstrate that a biology-based breast cancer classification using estrogen receptor (ER), progesterone receptor (PgR), and HER2 bears independent predictive and prognostic potential. The HR+/HER2+ co-expressing carcinomas emerged as a group of tumors with a good response rate to neoadjuvant chemotherapy and a favorable prognosis. HR+/HER2- tumors had a good prognosis irrespective of a pCR, whereas patients with HR-/HER- and HR-/HER+ tumors, especially if they had not achieved a pCR, had an unfavorable prognosis and are in need of additional treatment options.

Trial registration

ClinicalTrials.gov identifier: NCT00793377